Goodenough 1965- Connection between personal identity and last rites
performed:
Goodenough points out that the
intervening variable of personal identity affects the manner in which the last
rites or duty is exercised/ performed. The operation of personal identities
will produce variability that a model of strictly social personae will not take
into account. Saxe based his own premise from the methodology provided by
Goodenough.
Arthur Saxe 1970- Patterning and variability in
mortuary remains reflects the “social position”:
In his 1970 PhD dissertation, Saxe proposed the differentiation
accorded to the positions that he or she occupied in his/her community during
life. In order to explain why this should be, he argued that at the time of
death a series of choices are made among the various aspects of a person’s
social personae: choices made by the living based on their relationship to the
deceased. These decisions then determine the nature and details of the mortuary
treatment. Thus, the patterning and variability observed in mortuary remains
reflect the social positions held by the deceased. Saxe was among the first to
attempt to construct a coherent theoretical basis for mortuary analysis by
essentially extending the normal behaviour of a society to the cemetery. But
Saxe’s work is entirely based on ethnography of three different cultures, (the Ashanti, the
Kapauku and the Bontoc Igorot) and does not take into account mortuary
differentiation in an archaeological context with its attendant complications.
However, his work was a clear break with the particularizing culture history
that preceded it and a breakthrough for the New Archaeologists and their
interest in broader questions of social change. The search had thus begun for
categorical regulations rather than specific artifacts.
Binford 1971- Linking mortuary behaviour with social complexity:
In 1971, Lewis Binford, offered
the hypothesis that there should be a high degree of isomorphism between (a)
the complexity of the status structure in a sociocultural system and (b) the
complexity of mortuary ceremonialism as regards differential treatments of
persons occupying different status positions. Binford implies that status
corresponds to mortuary complexity. He surveyed forty cases from the Human
Relations Area Files (HRAF) to test this hypothesis by noting a striking
difference between agriculturalists and hunter-gatherers, where agriculturists
symbolized a greater number of social dimensions in their mortuary
ceremonialism, such that the variability of a culture’s burial could be used to
show inter social differentiation. Binford takes an even more direct route from
graves to social complexity. The more complex the society, measured solely by
its primary method of food production, the more complex the mortuary rituals
are. Again conspicuous by their absence are archaeological data. And where Saxe
has used ritual obligation toward the deceased to link mortuary behaviour with
social dimensions, Binford does not specify how social complexity and mortuary
behaviour are linked or by what mechanism complexity is extended from the
society to the cemetery.
Later theories- Utilizing Saxe-Binford’s premises:
In the intervening years since
Saxe and Binford developed their theories regarding the relatedness of mortuary
complexity and social complexity, there have been many fine examples of mortuary
analysis, most of which utilize the Saxe-Binford premises in order to explain
observed mortuary variability.
Brown, 1971- Ethnographies inadequate with respect to funerary
practices:
James Brown’s studyin 1971, came
close on the heels of the Saxe-Binford publications. Brown was the first to
struggle with the problem or how to relate the regulations of ethnographic
funerary practices to archaeological remains. In fact, he made one of the few
early critiques of ethnographic documentation, noting that it is frequently
inadequate with respect to funerary practices.
Meillasoux 1972- “Mortuary practices vary with economic base of the
society”:
Some anthropologists have
emphasized that the beliefs and practices associated with the disposal of the
dead vary with the economic base of the society. Meillasoux in his 1972 work, for example, shows the interrelationship
between subsistence, social groupings, territoriality and ancestor cult by
studying two idealized subsistence types: hunter-gatherers and agriculturists.
In the former type, there is an absence of elaborate mortuary rituals,
territoriality based descent groups and celebrations relating the living to
dead ancestors. On the other hand, among agriculturists, descent that provides
for group membership and renews the relations of production is a major concern.
In these societies one finds conceptual continuity with the past that is
reflected in ancestor cults, developed genealogies and symbolic representation
such as elaborate mortuary rituals.
Tainter 1978- “Mortuary population reflects the structure of extinct
society”:
Joseph Tainter’s 1978 study,
built upon his previous mortuary analysis in Hawaii. He used six mortuary data sets from West-Central Illinois, dating from the middle and late
woodland periods, from A.D. 200 to 800. He echoed Saxe and Binford in his
premise that the time of death, occasions the expression of a greater range of
the deceased’s social identities than in any time in life. Also, the higher the
relative rank of an individual, the greater will be the amount of disruption in
normal community activities the mortuary ritual will cause. He built the idea
of energy expenditure from this which included various mortuary rituals. However
his model rested on several assumptions that cannot be justified.
Kirch and Hodder 1980 and 1982- Inadequacies in Mortuary Studies:
In contrast, many authors have questioned the
assumption that burial organization equals social organization (Kirch1980,
Hodder 1982). These stated reservations concerning the relationship between
burial structure and social structure and meaning, result from ethno-graphic
research which indicated that the most we can hope for is relative social
political status, not the societal rank of the participants in the now extinct
social system (Kirch 1980: 306). According to this view, the burial pattern is
codified, and the code of expression can be manipulated in different social
strategies. The excavated object can only inform on society through an
adequate understanding of cultural context (Hodder 1982: l0).
On the one hand, the earlier approach leads to the
quantitative comparison of counts and levels of energy expenditure, while the
other tends towards a consideration of the symbolic meaning of particular
objects, treatments, and arrangements. Both approaches are informative: the status
of different groups-may be expressed in different ways in the same society.
Goldstein 1981- The Saxe-Goldstein Formulation:
Goldstein (1981) sees the
determination of status from burials as crucial, “since burials afford
archaeologists one of the best means for examining social interaction. The
particular social relationships involving the deceased account for the specific
disposal treatment. However, because different types of social organization
allow for different sets of social relationships, different organizations will
also exhibit different disposal treatments. Mortuary analysis must link social
relationships, social structure, and disposal treatment”, (Goldstein 1981:54). Goldstein
suggests that spatial organization of the cemetery can indicate the organizing
principles of the society, as well as differentiation.
The study of spatial arrangements of burials has also
been useful in attempting to reconstruct prehistoric social organization.
Goldstein carried out two levels of analysis, the formality and spatial
separation of the disposal area as a unit and the relation of individuals to
each other (Goldstein 1980: 7). Goldstein concluded from an analysis of ethnographic
cases from different parts of the world, that the existence of a formal,
exclusive disposal area for the dead, set apart for this purpose alone, usually
means that the society is likely to have corporate groups organized by lineal
descent (Goldstein 1980: 8). Not all corporate groups will choose to express
there identity in this fashion, but in the cases in which the pattern occurs,
the existence of such corporate groups is usually the case. It is also most
likely that such corporate groups will control access to critical resources.
Saxe’s (1970) hypothesis says, to
the degree that corporate group rights to use and/or control crucial but
restricted resources are attained and/or legitimized by means of lineal descent
from the dead (i.e., lineal ties to ancestors), such groups will maintain
formal disposal areas for the exclusive disposal of their dead and conversely.
Goldstein (1981) modified Saxe’s hypothesis by postulating that if a permanent,
specialized bound area for the exclusive disposal of the group’s dead exists,
then it is likely that this represents a corporate group that has rights over
the use and/or control of crucial but restricted resources. This corporate
control is most likely to be attained and/or legitimized by means of lineal
descent from the dead, either in terms of actual lineage or in the form of a
strong, established tradition of the critical resource passing from parent to
offspring.
Pearson 1982-
Mortuary ritual to manipulate social relations
The relationship between burial pattern and cultural
pattern was found to have several properties. M. Pearson (1982: 112) states
that groups may use the occasion of mortuary ritual to manipulate social
relations to improve their own status. He notes that the burial preparation
and ceremony involve living cultural groups who surround the deceased and that
objects in the burials must be seen in terms of their mutual interaction. Thus,
not all the objects in the tombs "belonged" to the deceased in the
same way. Some may have been personal ornaments and possessions, while others
may have been collective tributes or ritual paraphernalia used in the funeral.
Renfrew and Bahn 1992- Megalithic monuments were public monuments and
territorial markers:
Renfrew along with Bahn in their 1992 work, believe that the
Megalithic monuments of North-West Europe, besides being related to the burial
practice, were viewed as public monuments designed to be seen and were
territorial markers of small-scale segmentary societies where competition for resources
were legitimized by reference to the dead ancestors.
Ian Morris, 1992- Burial evidence and social structure
Ian Morris, in his 1992 study,
makes extensive use of archaeological materials from various regions off the
Greco-Roman world. It is an ambitious work that aims to study regional social
change. The main theoretical thrust of his work is that the potential for using
burial evidence to reconstruct social structure increases directly in
proportion to the amount of other types of information available.
Simon and Ravesloot, 1995- Interpreting the ceramic vessel placement in
burials
Arleyn W. Simon and John C.
Ravesloot in an article in the Journal of
Anthropological Research (Vol. 51, 1995) attempt to suggest that though
archaeologists have often interpreted ceramic vessel accompaniment in burial as
indicators of personal wealth or the social status of the deceased, however
alternative interpretations that are related to gender and age of the
individual may better explain the patterns of vessel placement. In this piece
of work the authors depend upon ceramic vessel accompaniments recovered during
the Roosevelt Platform Mound study and are used to examine gender rules among
the prehistoric Salado and Central
Arizona. Their main implication is that the patterns of vessel
placement within Salado burials as identified
by compositional groups, give ideas for the roles of individual within the
larger context of social relationships that comprised the prehistoric
community.
O'shea, 1996- Reconstructing social organization from mortuary remains using numerical methods:
In his 1996 Mortuary study of
seven early Bronze Age cemeteries of the Maros people (present day Hungary), John
O'shea demonstrates an overt concern with social dimensions, but he also focuses
on the archaeological processes of site formation that complicate the task of
the analyst. While he acknowledges that the reconstruction of social
organization from mortuary remains may indeed be distorted, it is distorted in
a regular and predictable manner. He offers an informed and sophisticated use
of numerical methods and explores horizontal social differentiation in addition
to hierarchical differentiation in both diachronic and synchronic syntheses.
From historical Arikara burials, in which status
could be checked by independent records, O'Shea found differences in the
artifactual expression of chiefly rank and that of ritual offices (O'Shea 1984:
271). Chiefly rank was indicated by a central position in the cemetery, an
arrow-maker's kit, and other artifacts characteristic of an upper wealth level,
whereas, in another case, it was indicated by burial with a stone pipe and
upper wealth level objects (ibid). Similarly, bird beaks, which marked the
ritual office at one site, were designators at another site of a special
prestige position. Arikara society, admittedly, was undergoing rapid change,
but despite the changes in symbolic expression, in our opinion the relative
social position of the individual is still recognizable.
Discussion
Many theories discussed above advocate
universality in the behaviors that cause differentiation in mortuary treatment.
Some archaeologists advocate that “burial rites are known to change frequently
in many situations”, (Ucko 1969:203) and that human society is not static. The
ethnographic information upon which Binford and other archaeologists based
their theories is not without limitations. Ethnographic information was
compiled from cultures in the present to derive universal theories of human
behavior and impose them onto the distant past. The ethnographic cultures used
to generate these theories are not necessarily comparable to prehistoric
cultures. We have no reliable way to gauge the fit of the analogy between all
of these cultural groups. Instead, hypotheses should be generated on a case per
case basis, so that the analogical fit may be more accurately determined. Ucko
(1969) demonstrates that there is a wide variety of ethnographic reasons for
the inclusion or lack of grave goods with the deceased, creation of monuments,
and location of burial. As a result of the extreme variation in reasons for
mortuary treatment observed ethnographically, archaeologists must be cautious
when attributing universal causes to mortuary treatment. Instead, where
possible, archaeologists may achieve a better understanding of social
implications of mortuary treatment by generating hypotheses using ethnographic
analogies that are a close fit with the prehistoric culture under analysis.
Several methods have been used to
examine the reflection of the symbolic order in graves. Hodder (1982) examined
the symbolism of European Neolithic burials by comparing them, along several
dimensions, with Neolithic houses. McGuire (1992) conducted a statistical
analysis of multidimensional cemetery information at La Ciudad to make
statements about the social order as seen in contradictions between different
classes of remains. Shanks and Tilley (1982) sought to determine the nature of
social structuring principles by analyzing the physical positions of skeletal
remains in Neolithic barrows. Pearson (1982) conducted an analysis of Victorian
Period mortuary practices to determine how the deceased are manipulated so that
the upper class can maintain their influence. Morris (1987) demonstrated that
the spatial arrangement of Greek burials is based upon corporate group
membership by examining literary sources, burial type, and spatial patterning.
Morris used these multiple dimensions of burial practices and literary evidence
to trace the development of the Polls, or Greek City State concept. These studies are all
based on the concept that burial ritual manifests social ideology and as such,
play a role in the negotiation of power between social groups (McGuire 1992).
This ideological approach to the study of mortuary behavior demonstrates that
there are multiple causes for the complexity of mortuary activities.
Many archaeologists focus on the
exclusive use of grave inclusions to determine the role of an individual in
society in the past. Once the role of a person has been identified,
archaeologists can determine the social level of the society they are studying
(Rothschild 1979). This method of conducting burial analysis has been
criticized because not all grave inclusions deposited with skeletal remains
will be preserved (Ravesloot 1988:71). Consequently, the presence or absence of
grave goods alone can not be used to infer the possible existence of ascribed
status (Ravesloot 1988:71). Additional dimensions of mortuary treatment must be
examined to generate a more adequate picture of the social organization of
groups in the past.
Some archaeologists have also
looked at the quantity and quality of grave goods interred with an individual
to further assess the status of the individuals in a cemetery. Others have used
historical records to assign value to grave goods in order to quantify the
wealth interred with an individual and thereby determine his or her rank
(Rothschild 1979).
Many archaeologists, recognizing
the limitations of mortuary studies focused strictly on grave goods, have
advocated a multidimensional approach to determine status differences reflected
in mortuary treatment (Goldstein 1981; Ravesloot 1988; Rothschild 1990; Chapman
and Randsborg 1981; Ucko 1969; Howell and Kintigh 1996; and Binford 1971).
Simply stated, the multidimensional method of analysis examines a number of
dimensions of mortuary treatment. In addition to grave goods, this group of
archaeologists advocates the examination of demographics, burial orientation,
paleopathologies, and spatial distribution. They argue that by examining
multiple dimensions of mortuary treatment we may obtain a more detailed
understanding of status differentiation in the past. Comparisons and
correlations can be made between the various dimensions of the mortuary domain
to understand more fully the social and cultural issues that are reflected in
cemeteries. Archaeologists must study all dimensions of mortuary treatment in
order to form a model of the burial treatments practiced by a group and to
understand the level of organization reflected (Ravesloot 1988:19). Ravesloot
advocates that “regardless of the approach used in a mortuary study, it is
important not to limit analysis to one dimension over another, but to examine
the total mortuary program of the society being investigated” (Ravesloot
1988:18).
Multidimensional analysis has
been undertaken by classifying and coding the cemetery data recovered from an
excavation according to a list of burial traits that can be statistically
analyzed to test hypotheses (Rothschild 1990, Ravesloot 1988). Brown (1981)
examined multiple dimensions of mortuary treatment such as treatment of the
corpse, position and construction of the interment facility, duration and
extent of the funeral, differences in the materials contributed to the ritual,
and selective sacrifice of humans with the deceased to evaluate the energy
expended on an individual's mortuary treatment. As discussed previously, energy
expended in mortuary treatment reflects the status of the individual in life.
By conducting multidimensional
analysis in this manner it becomes possible to distinguish the status of an
individual, despite few grave goods and poor preservation (Brown 1981:29). Because
of its usefulness as a method for mortuary analysis, the multidimensional
approach may be used to test the hypotheses of the New Archaeologists and Post Processualists,
despite their theoretical differences. The various examples and theories
discussed above, thus is an attempt to exhibit the divergent and myriad
processes which can be validated to the study of mortuary practices and how
they may help in the reconstruction or study of the socio-cultural life of
prehistoric people.
BIBLIOGRAPHY
Binford, L.S. 1971. “Mortuary
Practices: Their Study and their Potential” in Memoir of the Society for American Archaeology. Ed. J.A. Brown.
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Childe, V.G. 1945. “Directional
Changes in Funerary Practices during 50,000 Years in Man.
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Goldstein, L.G. 1980.
“Mississippian Mortuary Practices: A Case Study of Two Cemeteries in the Lower Illinois
Valley” in Northwestern University Archaeological
Program. Evanston.
Illinois.
Kirch, P.V. 1980. “Burial
Structures and Social Ranking in Vava’u” in Journal
of the Polynesian Society. Vol: 89(3), pp. 291-308.
Pearson, M. 1982. “Mortuary
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I. Hodder, pp. 99-114. Cambridge
University Press. Cambridge.
Saxe, A.A .1970.Social
Dimensions of Mortuary Practices.
Unpublished PhD dissertation .University of Michigan.
Tainter, T.A. 1975. “Social
Inference and Mortuary Practices: An Experiment in Numerical classification” in
World Archaeology. Vol: 7, pp.1-15.
Tainter, T.A. 1978. “Mortuary
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